0000950142-18-000358.txt : 20180209 0000950142-18-000358.hdr.sgml : 20180209 20180209161557 ACCESSION NUMBER: 0000950142-18-000358 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180209 DATE AS OF CHANGE: 20180209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SG BLOCKS, INC. CENTRAL INDEX KEY: 0001023994 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 954463937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53033 FILM NUMBER: 18591886 BUSINESS ADDRESS: STREET 1: 195 MONTAGUE STREET, 14TH FLOOR CITY: BROOKLYN STATE: NY ZIP: 11201 BUSINESS PHONE: (646) 240-4235 MAIL ADDRESS: STREET 1: 195 MONTAGUE STREET, 14TH FLOOR CITY: BROOKLYN STATE: NY ZIP: 11201 FORMER COMPANY: FORMER CONFORMED NAME: CDSI HOLDINGS INC DATE OF NAME CHANGE: 19990114 FORMER COMPANY: FORMER CONFORMED NAME: PC411 INC DATE OF NAME CHANGE: 19961001 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Nuccitelli Marc CENTRAL INDEX KEY: 0001681615 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 80 RODEO DRIVE CITY: SYOSSET STATE: NY ZIP: 11791 SC 13G/A 1 eh1800296_13ga1-sgnuccitelli.htm AMENDMENT NO. 1

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2
(Amendment No. 1)*
SG Blocks, Inc.
(Name of Issuer)
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
74818A109
(CUSIP Number)
 
December 31, 2017
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
  Rule 13d-1(b)
  Rule 13d-1(c)
  Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


 
CUSIP No. 74818A109
SCHEDULE 13G
Page 2 of 6
 
 
1
NAME OF REPORTING PERSON OR
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
Marc Nuccitelli
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
USA
 
NUMBER OF
SHARES
BENEFICIALLY OWNED
BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
39,742
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
39,742
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
39,742
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
0.9%
 
12
TYPE OF REPORTING PERSON
 
IN
 

 

 
CUSIP No. 74818A109
SCHEDULE 13G
Page 3 of 6
 
 
Item 1.
(a)
Name of Issuer
  SG Blocks, Inc.
     
 
(b)
Address of Issuer’s Principal Executive Offices
   
115 West 18th Street
   
New York, NY 10011
   
Item 2.
(a)
Name of Person Filing
   
Marc Nuccitelli (the “Reporting Person”)
 
 
(b)
Address of Principal Business Office or, if none, Residence
   
c/o Dillon Hill Capital LLC
200 Business Park Drive, Suite 306
Armonk, NY 10504
   
 
 
(c)
Citizenship
    USA 
 
 
 
 
(d) 
Title of Class of Securities
   
See cover page
   
 
  (e)  CUSIP Number 
 
 
See cover page
 
Item 3.
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
(a)
[__] 
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o)
 
(b)
[__] 
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c)
 
(c)
[__] 
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c)
 
(d)
[__] 
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8)
 
(e)
[__] 
An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E)
 
(f)
[__] 
An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F);
 
(g)
[__] 
A Parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G);
 
(h)
[__] 
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813)
 
(i)
[__] 
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3)
 
(j)
[__] 
Group, in accordance with ss.240.13d-1(b)(1)(ii)(J).
 

 
CUSIP No. 74818A109
SCHEDULE 13G
Page 4 of 6
 
Item 4.
Ownership
The shares of Common Stock reported on this Schedule are beneficially owned by the Reporting Person. 
All percentages of percentage beneficial ownership reported herein have been calculated assuming an aggregate of 4,257,238 shares of Common Stock of the Issuer issued and outstanding, as stated by the Issuer in its most recently filed Quarterly Report on Form 10-Q for the period ended September 30, 2017.
   
 
(a)
Amount Beneficially Owned
See row 9 of cover page
 
 
(b)
Percent of Class
See row 11 of cover page
 
 
(c)
Number of Shares as to which such person has
 
 
(i)
Sole power to vote or to direct the vote:
See row 5 of cover page
     
 
(ii)
Shared power to vote or to direct the vote:
See row 6 of cover page
     
 
(iii)
Sole power to dispose or to direct the disposition of:
See row 7 of cover page
     
 
(iv)
Shared power to dispose or to direct the disposition of:
See row 8 of cover page
 
 

 
CUSIP No. 74818A109
SCHEDULE 13G
Page 5 of 6
 
Item 5.
Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following box ☒.
Item 6.
Ownership of More than Five Percent on Behalf of Another Person
See Item 4.
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
See Item 4.
Item 8.
Identification and Classification of Members of the Group
Not Applicable.
Item 9.
Notice of Dissolution of Group
Not Applicable.
Item 10. Certifications
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 

 
CUSIP No. 74818A109
SCHEDULE 13G
Page 6 of 6
 
SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.
Date:   February 9, 2018
 
/s/ Marc Nuccitelli
 
Name:  Marc Nuccitelli